Offerings - Bergen Capital

Bullets - New Issue
CUSIP	Term	Issuer	Cpn	Maturity	Yield	Pay Freq	Price	Restrict	Settle Date
	3 MO	State Bank of India- NY	0.350%	12/17/10	0.350	MAT	100.000	OH, MT, TX	9/17/10
606857DC1	4 MO	Mizrahi Tefahot Bank- CA	0.250%	01/10/11	0.250	MAT	100.000	MT, TX	9/10/10
	6 MO	State Bank of India- NY	0.400%	03/17/11	0.400	MAT	100.000	OH, MT, TX	9/17/10
	9 MO	Beal Bank- NV	0.350%	06/15/11	0.350	MAT	100.000	None	9/15/10
	9 MO	Beal Bank FSB- TX	0.350%	06/15/11	0.350	MAT	100.000	None	9/15/10
	10 MO	Farmers and Merchants- NC	0.250%	07/11/11	0.250	MAT	100.000	None	9/10/10
	1 YR	Firstbank- PR Operating Under FDIC Waiver	0.550%	09/09/11	0.550	MO	100.000	PR	9/10/10
	1 YR	Beal Bank FSB- TX	0.400%	09/14/11	0.400	MAT	100.000	None	9/15/10
	1 YR	Beal Bank- NV	0.400%	09/14/11	0.400	MAT	100.000	None	9/15/10
710665AH3	1 YR	Peoples Bank- IA	0.250%	09/16/11	0.250	MO	100.000	None	9/17/10
	18 MO	Firstbank- PR Operating Under FDIC Waiver	0.950%	03/12/12	0.950	MO	100.000	PR	9/10/10
29870QBF4	18 MO	Eurobank- PR	0.500%	03/19/12	0.500	MO	100.000	None	9/17/10
	18 MO	Cole Taylor Bank- IL	0.450%	03/12/12	0.450	QU	100.000	None	9/10/10
	18 MO	Merrick Bank- UT	0.400%	03/15/12	0.400	MO	100.000	OH, TX	9/15/10
	2 YR	Firstbank- PR Operating Under FDIC Waiver	1.150%	09/10/12	1.150	MO	100.000	PR	9/10/10
	2 YR	GE Money Bank- UT	0.850%	09/10/12	0.850	SA	100.000	TX	9/10/10
	2 YR	Baylake Bank- WI	0.750%	09/10/12	0.750	MO	100.000	None	9/10/10
	2 YR	Bank of China- NY	0.750%	09/10/12	0.750	SA	100.000	OH, TX	9/8/10
	2 YR	Eurobank- PR	0.750%	09/17/12	0.750	MO	100.000	None	9/17/10
	2 YR	Cornerstone National Bank- SC	0.750%	09/28/12	0.750	MO	100.000	None	9/29/10
	2 YR	Georgia Bank & Trust	0.650%	09/17/12	0.650	SA	100.000	None	9/15/10
710665AJ9	2 YR	Peoples Bank- IA	0.600%	09/17/12	0.600	MO	100.000	None	9/17/10
	30 MO	Firstbank- PR Operating Under FDIC Waiver	1.450%	03/11/13	1.450	MO	100.000	PR	9/10/10
	30 MO	GE Money Bank- UT	1.100%	03/11/13	1.100	SA	100.000	TX	9/10/10
	3 YR	Firstbank- PR Operating Under FDIC Waiver	1.600%	09/10/13	1.600	MO	100.000	PR	9/10/10
	3 YR	GE Money Bank- UT	1.400%	09/10/13	1.400	SA	100.000	TX	9/10/10
87164DAF7	3 YR	Synovus Bank - GA	1.200%	09/09/13	1.200	SA	100.000	GA	9/9/10
169894AK8	3 YR	Chippewa Valley Bank- WI	1.000%	09/12/13	1.000	MO	100.000	None	9/13/10
02771PJG3	3 YR	American National Bank- WI	0.900%	09/10/13	0.900	MO	100.000	None	9/10/10
	4 YR	State Bank of India- IL	1.850%	09/17/14	1.850	SA	100.000	MT, OH, TX	9/17/10
	4 YR	GE Money Bank- UT	1.800%	09/10/14	1.800	SA	100.000	TX	9/10/10
89835FGL8	4 YR	Trustatlantic Bank- NC	1.300%	09/17/14	1.300	MO	100.000	NC	9/17/10
	4 YR	Queensborough National Bank & Trust- GA	1.300%	09/22/14	1.300	MO	100.000	None	9/22/10
	5 YR	State Bank of India- IL	2.100%	09/17/15	2.100	SA	100.000	MT, OH, TX	9/17/10
	5 YR	GE Money Bank- UT	2.050%	09/10/15	2.050	SA	100.000	TX	9/10/10
	5 YR	Queensborough National Bank & Trust- GA	1.650%	09/22/15	1.650	MO	100.000	None	9/22/10
	5 YR	Luana Savings Bank- IA	1.550%	09/10/15	1.550	SA	100.000	None	9/10/10
710665AL4	5 YR	Peoples Bank- IA	1.500%	09/17/15	1.500	MO	100.000	None	9/17/10
	6 YR	GE Money Bank- UT	2.400%	09/12/16	2.400	SA	100.000	TX	9/10/10
	6 YR	Luana Savings Bank- IA	1.800%	09/09/16	1.800	SA	100.000	None	9/10/10
	7 YR	GE Money Bank- UT	2.600%	09/11/17	2.600	SA	100.000	TX	9/10/10
743738AV8	9 YR	Providence Bank- NC	2.500%	09/17/19	2.500	MO	100.000	None	9/17/10

Callable CDs - New Issue
CUSIP	Term	Issuer	Cpn	Maturity	Pay Freq	Call Freq	Price	Restrict	Settle Date
40431GEG0	10YR NC5YR	HSBC Bank USA - ONE TIME CALL 6.00% FIXED YR1; then 4 x ((30yCMS-2yCMS) - 75bps. CAP: 5.00%	6.000%	09/22/20	QU	OT	100.000	None	9/22/10
40431GEE5	10YR NC5YR	HSBC Bank USA - ONE TIME CALL 4.00% as long as spread B/W 10YCMS-2YCMS >= 75BPS DAILY LOOK. Receive 0.00% ONLY on days when out of range	4.000%	09/24/20	QU	OT	100.000	None	9/24/10
63736QNF4	10YR NC1YR	National Republic Bank of Chicago		09/14/20	MO	MO	100.000	None	9/14/10
06251AVG2	15YR NC1YR	Bank Hapoalim- NY Step Up CD		09/15/25	SA	SA	100.000	TX, MT	9/15/10
	20YR NC1YR	Southern Community Bank- NC Step Up CD		09/30/30	QU	QU	100.000	None	9/30/10
06251AVM9	30YR NC1YR	Bank Hapoalim- NY	4.000%	09/21/40	SA	SA	100.000	TX, MT	9/21/10

Callable Notes - New Issue
CUSIP	Term	Issuer	Cpn	Maturity	Pay Freq	Call Freq	Price	Restrict	Settle Date
61745E6W6	5YR NC2YR	Morgan Stanley Step Up Note		09/13/15	SA	QU	100.000	None	9/13/10
61745E6Q9	7YR NC1YR	Morgan Stanley Step Up Note		09/13/17	SA	QU	100.000	None	9/13/10
61745EE31	10YR NC3YR	Morgan Stanley Step Up Note		09/22/20	SA	QU	100.000	None	9/22/10
48124AZW0	15YR NC5YR	JPMorgan Chase 9.00% Fixed YR1; then 4 x ((10YCMS-2YCMS) -0 .125%) CAP: 9.00%	9.000%	09/15/25	QU	QU	100.000	None	9/15/10
06740PMQ6	15YR NC1YR	Barclays Bank PLC Steepener 9.00% Fixed yr1; then 4 x ((10yCMS-2yCMS) - 25bps) CAP: 10.00%	9.000%	09/16/25	QU	QU	100.000	None	9/16/10
61745EF71	15YR NC1YR	Morgan Stanley- Steepener 10% Fixed yr1; then 5 x (10yCMS-2yCMS) Cap: 15.00%	10.000%	09/22/25	QU	QU	100.000	None	9/22/10
06048WDT4	20YR NC1YR	Bank of America - Steepener 13.00% Fixed yr1; then 4 x ((10yCMS-2yCMS) - 12.5bps) CAP: 13.00%	13.000%	09/23/30	QU	QU	100.000	None	9/23/10
1730T0KD0	20YR NC1YR	Citigroup Funding STEEPENER 11.10% Fixed YR1; then 4 x ((30YCMS-2YCMS) - 25bps) CAP: 11.10% Floor: 0	11.100%	09/17/30	QU	QU	100.000	None	9/17/10

Bullet Notes - New Issue
CUSIP	Term	Issuer	Cpn	Maturity	Yield	Pay Freq	Price	Restrict	Settle Date
06738JJC9	3 YR	Barclays Bank PLC *with Death Put	1.500%	09/10/13	1.500	SA	100.000	None	9/10/10
40429XXW1	5 YR	HSBC Finance Corp. *with survivor option	3.100%	09/15/15	3.100	SA	100.000	None	9/10/10
06740PMS2	5YR	Barclays Bank PLC - FIX TO FLOAT 2.50% YR1; then 3MOLibor + .75bps MIN: 1.50% NO CAP! quarterly reset	2.500%	09/17/15	0.000	QU	100.000	None	9/17/10
06738JJJ4	5 YR	Barclays Bank PLC *with Death Put	2.300%	09/10/15	2.300	SA	100.000	None	9/10/10
06050WDS1	6 YR	Bank of America *with Death Put	3.750%	09/15/16	3.750	SA	100.000	None	9/10/10
38141E3E7	6 YR	Goldman Sachs *with Death Put	3.500%	09/15/16	3.500	MO	100.000	None	9/10/10
06738JJQ8	6 YR	Barclays Bank PLC *with Death Put	2.800%	09/10/16	2.800	SA	100.000	None	9/10/10
06738JJW5	7 YR	Barclays Bank PLC *with Death Put	3.150%	09/10/17	3.150	SA	100.000	None	9/10/10
06050WDT9	9 YR	Bank of America *with Death Put	4.750%	09/15/19	4.750	SA	100.000	None	9/10/10
06738JKC7	9 YR	Barclays Bank PLC *with Death Put	3.600%	09/10/19	3.600	SA	100.000	None	9/10/10
38141E3F4	10 YR	Goldman Sachs *with Death Put	4.500%	09/15/20	4.500	MO	100.000	None	9/10/10
06738JKJ2	10 YR	Barclays Bank PLC *with Death Put	3.850%	09/10/20	3.850	SA	100.000	None	9/10/10
06738JKW3	11 YR	Barclays Bank PLC *with Death Put	4.000%	09/10/21	4.000	SA	100.000	None	9/10/10
38141E3G2	15 YR	Goldman Sachs *with Death Put	5.000%	09/15/25	5.000	MO	100.000	None	9/10/10

Zero Coupon Callables - New Issue
No records found

Brokered CDs are FDIC insured up to applicable limits. Redeeming CDs prior to maturity may result in loss of principal due to fluctuations in the interest rate, lack of liquidity, or transaction costs. CDs sold prior to maturity may be worth less or more than the original purchase. If a CD has a call feature, the CD may be callable at the sole discretion of the issuing depository institution and if called, you will be subject to reinvestment risk. Purchasers of step-rate long-term CDs may have a rate that may be below or above prevailing market rates, are subject to secondary market risk and may include a call provision by the issuing depository institution that would likewise subject you to reinvestment risk. The initial rate you receive is not the yield to maturity. Although not obligated, the firm currently makes a market in secondary CDs.
Other securities sold, offered or recommended by Scott & Stringfellow, LLC or Bergen Capital are not a deposit, not FDIC insured, not bank guaranteed, not insured by any federal government agency and may go down in value.