Offerings - Bergen Capital

Bullets - New Issue
CUSIP	Term	Issuer	Cpn	Maturity	Yield	Pay Freq	Price	Restrict	Settle Date
856284UJ1	3 MO	State Bank of India - NY	0.400%	06/11/10	0.400	MAT	100.000	OH, MT, TX	3/12/10
95989TPG0	3 MO	Westernbank- PR Operating Under FDIC Waiver	0.250%	06/17/10	0.250	MAT	100.000	PR	3/17/10
	3 MO	Beal Bank FSB- TX	0.150%	06/16/10	0.150	MAT	100.000	TX	3/17/10
	3 MO	Ally Bank- UT	0.150%	06/18/10	0.150	MAT	100.000	None	3/19/10
337624QR4	4 MO	Firstbank PR	0.250%	07/12/10	0.250	MO	100.000	PR	3/12/10
	6 MO	Bank of India- NY	0.500%	09/15/10	0.500	MAT	100.000	TX, MT, OH	3/18/10
	6 MO	United Security Bank- CA	0.300%	09/13/10	0.300	MO	100.000	None	3/12/10
	6 MO	Bank of India- NY	0.300%	09/15/10	0.300	MAT	100.000	MT, OH, TX	3/18/10
	6 MO	Beal Bank FSB- TX	0.250%	09/15/10	0.250	MAT	100.000	TX	3/17/10
	6 MO	Ally Bank- UT	0.250%	09/17/10	0.250	MAT	100.000	None	3/19/10
060623SX4	6 MO	Bank of Baroda- NY	0.200%	09/13/10	0.200	MAT	100.000	OH, MT, HI, TX	3/12/10
	6 MO	Bank of China- NY	0.200%	09/17/10	0.200	MAT	100.000	OH, TX	3/17/10
	7 MO	Firstbank PR	0.300%	10/12/10	0.300	MO	100.000	PR	3/12/10
	9 MO	United Security Bank- CA	0.450%	12/13/10	0.450	MO	100.000	None	3/12/10
060623SZ9	9 MO	Bank of Baroda- NY	0.400%	12/13/10	0.400	MAT	100.000	OH, MT, HI, TX	3/12/10
	9 MO	Beal Bank FSB- TX	0.400%	12/15/10	0.400	MAT	100.000	TX	3/17/10
	9 MO	Ally Bank- UT	0.400%	12/17/10	0.400	MAT	100.000	None	3/19/10
	9 MO	Bank of China- NY	0.350%	12/17/10	0.350	MAT	100.000	OH, TX	3/17/10
95989TNP2	1 YR	Westernbank- PR Operating Under FDIC Waiver	1.000%	03/17/11	1.000	MO	100.000	PR	3/17/10
337624QZ6	1 YR	Firstbank- PR	0.700%	03/17/11	0.700	MO	100.000	PR	3/17/10
	1 YR	Beal Bank FSB- TX	0.500%	03/16/11	0.500	MAT	100.000	TX	3/17/10
	1 YR	Bank of America- NC	0.500%	03/17/11	0.500	MAT	100.000	None	3/17/10
	1 YR	Ally Bank- UT	0.500%	03/18/11	0.500	MAT	100.000	None	3/19/10
958800CL6	1 YR	Western National Bank- AZ	0.500%	03/18/11	0.500	MO	100.000	None	3/18/10
	1 YR	Bank of China- NY	0.450%	03/17/11	0.450	MAT	100.000	OH, TX	3/17/10
	1 YR	Carolina First Bank - SC	0.450%	03/17/11	0.450	MAT	100.000	NC, SC	3/17/10
	1 YR	Parkway Bank & Trust Company- IL	0.450%	03/18/11	0.450	MO	100.000	None	3/19/10
	1 YR	Bridgeview Bank- IL	0.400%	03/14/11	0.400	MO	100.000	None	3/12/10
254670ZG0	1 YR	Discover Bank - DE	0.350%	03/17/11	0.350	MAT	100.000	None	3/17/10
95989TNN7	15 MO	Westernbank- PR Operating Under FDIC Waiver	1.350%	06/17/11	1.350	MO	100.000	PR	3/17/10
337624QW3	15 MO	Firstbank- PR	1.050%	06/17/11	1.050	MO	100.000	PR	3/17/10
	18 MO	Westernbank- PR Operating Under FDIC Waiver	1.600%	09/16/11	1.600	MO	100.000	PR	3/17/10
	18 MO	Firstbank- PR	1.150%	09/19/11	1.150	MO	100.000	PR	3/17/10
	18 MO	Ally Bank- UT	0.850%	09/19/11	0.850	SA	100.000	None	3/19/10
	18 MO	Bank of America- NC	0.800%	09/19/11	0.800	SA	100.000	None	3/17/10
	18 MO	Cascade Bank - WA	0.800%	09/19/11	0.800	MO	100.000	None	3/19/10
	18 MO	American Express Centurion Bank- UT	0.750%	09/19/11	0.750	SA	100.000	OH, TX	3/17/10
	2 YR	Westernbank- PR Operating Under FDIC Waiver	1.800%	03/16/12	1.800	MO	100.000	PR	3/17/10
	2 YR	Firstbank- PR	1.550%	03/19/12	1.550	MO	100.000	PR	3/17/10
	2 YR	American Express Centurion Bank- UT	1.250%	03/19/12	1.250	SA	100.000	OH, TX	3/17/10
	2 YR	Parkway Bank & Trust- IL	1.200%	03/19/12	1.200	MO	100.000	None	3/19/10
254670ZF2	2 YR	Discover Bank - DE	1.050%	03/19/12	1.050	SA	100.000	None	3/17/10
337624QG8	30 MO	Firstbank PR	1.900%	09/10/12	1.900	MO	100.000	PR	3/10/10
337624QU7	30 MO	Firstbank- PR	1.900%	09/12/12	1.900	MO	100.000	PR	3/17/10
95989TNR8	3 YR	Westernbank- PR Operating Under FDIC Waiver	2.150%	03/15/13	2.150	MO	100.000	PR	3/17/10
337624QV5	3 YR	Firstbank- PR	2.100%	03/18/13	2.100	MO	100.000	PR	3/17/10
	3 YR	American Express Centurion Bank- UT	1.900%	03/18/13	1.900	SA	100.000	OH, TX	3/17/10
	3 YR	Citizens Bank - MI	1.850%	03/12/13	1.850	MO	100.000	IA, MI, Wi	3/12/10
	3 YR	Bank of America- NC	1.800%	03/18/13	1.800	SA	100.000	None	3/17/10
	3 YR	Bridgeview Bank- IL	1.700%	03/12/13	1.700	MO	100.000	None	3/12/10
95989TNS6	4 YR	Westernbank- PR Operating Under FDIC Waiver	2.350%	03/17/14	2.350	MO	100.000	PR	3/17/10
06740KDT1	4 YR	Barclays Bank- DE	2.200%	03/17/14	2.200	SA	100.000	None	3/17/10
06740KDU8	5 YR	Barclays Bank- DE	2.650%	03/17/15	2.650	SA	100.000	None	3/17/10
	6 YR	Crescent State Bank- NC	2.750%	03/16/16	2.750	MO	100.000	None	3/16/10
36160VNZ0	7 YR	GE Capital Financial- UT	2.950%	03/13/17	2.950	SA	100.000	OH, TX	3/12/10
36160VPA3	10 YR	GE Capital Financial- UT	3.500%	03/12/20	3.500	SA	100.000	OH, TX	3/12/10
61745E5B3	10 YR	Morgan Stanley NOTE (NO FDIC/NO DEATH PUT) 10YR CMT (treasury rate) FLAT, set in advance; monthly reset 8.00% CAP	0.000%	03/19/20	0.000	MO	100.000	NONE	3/19/10

Callable CDs - New Issue
CUSIP	Term	Issuer	Cpn	Maturity	Pay Freq	Call Freq	Price	Restrict	Settle Date
337624QT0	4YR NC6MO	Firstbank PR	2.250%	03/12/14	MO	MO	100.000	PR	3/12/10
	5YR NC1YR	American Chartered- IL Step Up CD		03/23/15	MO	QU	100.000	None	3/22/10
48123YGW0	8YR NC6MO	JPMorgan Chase Step Up		03/26/18	QU	QU	100.000	None	3/26/10
949748XR3	10YR NC2YR	Wells Fargo Bank NA 7.00% Fixed yr1; then 4 x ((30yCMS-2yCMS - 25bps). CAP: 7.00%	7.000%	03/19/20	QU	QU	100.000	None	3/19/10
41456TFT1	10YR NC1YR	Harris Bank NA- IL Step Up CD		03/18/20	SA	SA	100.000	None	3/18/10
40431A5B4	10YR NC2YR	HSBC Bank USA- VA Step Up CD		03/23/20	SA	SA	100.000	None	3/23/10
48123YGX8	15YR NC1YR	JPMorgan Chase Bank 8.00% Fixed yr1; then 4 x ((10yrCMS-2yCMS) - .125%) CAP: 8.00%	8.000%	03/31/25	QU	QU	100.000	None	3/31/10
48123YGV2	15YR NC1YR	JPMorgan Bank- Step Up Libor Range CD 5% Fixed YR1; Step Coupon Paid When 6 MOL <6%		03/19/25	QU	QU	100.000	None	3/19/10
06251ASF8	15YR NC2YR	Bank Hapoalim- NY	4.250%	03/24/25	SA	SA	100.000	TX, MT	3/24/10

Callable Notes - New Issue
CUSIP	Term	Issuer	Cpn	Maturity	Pay Freq	Call Freq	Price	Restrict	Settle Date
48124AJW8	10YR NC5YR	JPMorgan Chase Step Up NOTE		03/26/20	SA	SA	100.000	None	3/26/10
06366QAA5	12YR NC6MO	Bank of Montreal Step up NOTE		03/30/22	MO	QU	100.000	None	3/26/10
06048WBB4	15YR NC3YR	Bank of America - Step Up Note		03/12/25	SA	SA	100.000	None	3/12/10
38143UGV7	15YR NC6MO	Goldman Sachs Group, Inc. Step up Note		03/24/25	QU	QU	100.000	None	3/24/10
06740JM64	15YR NC1YR	Barclays Bank NOTE 11.00% Fixed yr 1; then 4.5 x (10yCMS-2yCMS) CAP: 11.00%	11.000%	03/12/25	SA	SA	100.000	None	3/12/10
38143UGW5	15YR NC6MO	Goldman Sachs Group Steepener 11.00% Fixed YR1; then 4.5 x ((30s-2s)-25bps). CAP: 15.00%	11.000%	03/31/25	QU	QU	100.000	None	3/31/10
61745EU90	20YRNC3YR	MORGAN STANLEY NOTE	SOLD OUT	03/17/30	QU	QU	100.000	None	3/17/10

Zero Coupon Bullets - New Issue
No records found

Zero Coupon Callables - New Issue
No records found

Brokered CDs are FDIC insured up to applicable limits. Redeeming CDs prior to maturity may result in loss of principal due to fluctuations in the interest rate, lack of liquidity, or transaction costs. CDs sold prior to maturity may be worth less or more than the original purchase. If a CD has a call feature, the CD may be callable at the sole discretion of the issuing depository institution and if called, you will be subject to reinvestment risk. Purchasers of step-rate long-term CDs may have a rate that may be below or above prevailing market rates, are subject to secondary market risk and may include a call provision by the issuing depository institution that would likewise subject you to reinvestment risk. The initial rate you receive is not the yield to maturity. Although not obligated, the firm currently makes a market in secondary CDs.
Other securities sold, offered or recommended by Scott & Stringfellow, LLC or Bergen Capital are not a deposit, not FDIC insured, not bank guaranteed, not insured by any federal government agency and may go down in value.