Offerings - Bergen Capital

Municipal Bonds
CUSIP	Moody's/S&P Insurance	Par	St	Issue	Form- Dated	Coupon	Maturity	Call/SF	YTC	YTM	Price
575895J81	Baa1/A MBIA	30	MA	MASSACHUSETTS ST PORT AUTH REV REV BDS US AIRWAYS Callable NATL RE Insured AMT	BE-99	6	09/01/21	04/08/2010@101 09/01/2010@100 03/01/2011@100		6.000	100
04780RAP3	A1/NR	50	GA	ATLANTA GA DEV AUTH EDL FACS R REV BDS Revenue Cont Callable	BE-07	5	07/01/22	07/01/2017@100 01/01/2018@100 07/01/2018@100	4.004	4.339	106.25
645916G35	Baa1/A MBIA	45	NJ	NEW JERSEY ECONOMIC DEV AUTH R REV BDS Revenue Cont Callable Insured	BE-04	4.375	07/01/22	07/01/2014@100 01/01/2015@100 07/01/2015@100	4.374	4.374	100
64605LYF9	A2/NR FGIC	20	NJ	NEW JERSEY ST EDL FACS AUTH RE REV BDS Revenue Cont Callable Insured	BE-05	4.25	07/01/23	07/01/2015@100 01/01/2016@100 07/01/2016@100	3.731	4.006	102.5
64579FRQ8	/BBB- ACA	75	NJ	NEW JERSEY HEALTH CARE FACS FI REV BDS Extraordinary Redemption Revenue Trinitas Hosp Oblig Group	T-07	4.75	07/01/24	07/01/2017@100 01/01/2018@100 07/01/2018@100		6.00	88.05
64966G7H9	Aa3/AA	40	NY	NEW YORK N Y GO BDS Gen. Obligation Cont Callable	BE-08	5.25	08/15/24	08/15/2018@100 02/15/2019@100 08/15/2019@100	3.731	4.228	111
914720PY7	NR/A AMBAC	25	NC	UNIVERSITY NORTH CAROLINA SYS POOL REV REV BDS	BE-02	5	04/01/27	10/01/2012@100 04/01/2013@100 10/01/2013@100	3.786	4.742	103.00
427654FD5	A2/A MBIA	15	FL	HERNANDO CNTY FLA CAP IMPT REV CAP IMPT REF REV BDS Revenue Cont Callable Insured	BE-04	4.25	02/01/28	02/01/2014@100 08/01/2014@100 02/01/2015@100	4.622	4.622	95.5
529055BM6	NR/NR AMBAC	20	SC	LEXINGTON CNTY S C JT MUN WTR REV BDS Revenue Cont Callable Insured	BE-03	5	06/01/28	06/01/2013@100 12/01/2013@100 06/01/2014@100	4.997	4.999	100
646065UC4	A3/NR	50	NJ	NEW JERSEY ST EDL FACS AUTH RE REV BDS Extraordinary Redemption Revenue Cont Callable	BE-08	5.125	07/01/28	07/01/2018@100 01/01/2019@100 07/01/2019@100	4.400	4.714	105
538344CW0	Baa1/NR CIFG - AGC	70	NY	LIVERPOOL N Y PUB IMPT BDS Gen. Obligation Cont Callable Insured Bank Qualified	BE-07	4.75	07/15/28	07/15/2016@100 01/15/2017@100 07/15/2017@100	4.212	4.508	103
954863DJ2	Baa1/NR MBIA	40	NJ	WEST ORANGE N J BRD ED CTFS PA REF COPS Extraordinary Redemption Cont Callable Insured	BE-04	4.5	10/01/29	10/01/2015@100 04/01/2016@100 10/01/2016@100	4.597	4.597	98.75
95648MDG1	A1/AA-	25	WV	WEST VIRGINIA ECONOMIC DEV AUT REV BDS Extraordinary Redemption Cont Callable	BE-02	5	11/01/29	11/01/2012@102 05/01/2013@102 11/01/2013@101	4.288	4.763	103
64972HLU4	A1/AA-	15	NY	NEW YORK N Y CITY TRANSITIONAL REV BDS Revenue Cont Callable	BE-09	5.25	01/15/30	01/15/2019@100 07/15/2019@100 01/15/2020@100	4.168	4.631	108
60635ECY0	Baa1/A MBIA	5	MO	MISSOURI ST ENVIRONMENTAL IMPT REV BDS Extraordinary Redemption Revenue Cont Callable Insured AMT	BE-00	5.9	03/01/30	03/22/2010@100 09/01/2010@100 03/01/2011@100		5.90	100
65820PDK8	Aa3/AA	175	NC	NORTH CAROLINA MED CARE COMMN HEALTH CARE BDS Extraordinary Redemption Revenue Cont Callable	BE-10	4.625	10/01/30	10/01/2019@100 04/01/2020@100 10/01/2020@100	4.625	4.625	100
603827HC3	Baa1/A MBIA	75	MN	MINNEAPOLIS & ST PAUL MINN MET SUBORIDINATE REV BDS Revenue Cont Callable Insured	BE-03	4.5	01/01/31	01/01/2013@100 07/01/2013@100 01/01/2014@100	4.612	4.612	98.5
717813gw3	Baa1/BBB CIFG - AGC	50	PA	PHILADELPHIA PA GO BDS Gen. Obligation Cont Callable Insured	BE-06	5	08/01/31	08/01/2016@100 02/01/2017@100 08/01/2017@100	4.815	4.923	101
73358TRY9	Aa3/AA-	45	NY	PORT AUTH N Y & N J CONS BDS Revenue Cont Callable	BE-06	5	07/15/33	01/15/2016@100 07/15/2016@100 01/15/2017@100	4.031	4.646	105
267041GG0	Baa1/NR	60	NY	DUTCHESS CNTY N Y INDL DEV AGY REV BDS Extraordinary Redemption Revenue Cont Callable	BE-07	4.5	08/01/36	08/01/2017@100 02/01/2018@100 08/01/2018@100	5.296	5.296	88.75
645918HV8	A1/AA-	25	NJ	NEW JERSEY ECONOMIC DEV AUTH R SCH FAC CONSTR BDS Revenue Cont Callable	BE-07	5	09/01/37	09/01/2017@100 03/01/2018@100 09/01/2018@100	4.484	4.786	103.25
67181RAR1	NR/BBB-	155	CA	OAK VALLEY CALIF HOSP DIST REV REV BDS Revenue Cont Callable Taxable	BE-10	9	11/01/39	11/01/2020@100 05/01/2021@100 11/01/2021@100		9.00	100
13033K7F0	Aa3/AA-	125	CA	CALIFORNIA HSG FIN AGY REV HOME MTG REV BDS Revenue Cont Callable AMT	BE-06	4.875	08/01/41	02/01/2016@100 08/01/2016@100 02/01/2017@100		6.00	84.164
65821DDB4	Aa2/AA	15	NC	NORTH CAROLINA MED CARE COMMN REV BDS Extraordinary Redemption Revenue Cont Callable	BE-09	5	06/01/42	06/01/2019@100 12/01/2019@100 06/01/2020@100	4.469	4.756	104
38122NJQ6	Baa2/NR SEC MKT FGIC	20	CA	GOLDEN ST TOB SECURITIZATION C ENHANCED TOBACCO SETTLMT ASSET BACKED BDS State Contingency Backed	T-05	4.625	06/01/45	06/01/2015@100 12/01/2015@100 06/01/2016@100		6.40	75.262
38122NPA4	Baa3/BBB	0	CA	GOLDEN ST TOB SECURITIZATION C TOBACCO SETTLEMENT ASSET BACKED BONDS Cont Callable	BE-07	SOLD OUT	06/01/47	06/01/2017@100 12/01/2017@100 06/01/2018@100		7.784	75.375
64989KGH3	Aa2/AA- MBIA	25	NY	NEW YORK ST PWR AUTH REV REV BDS Revenue Cont Callable Insured	BE-07	4.5	11/15/47	11/15/2017@100 05/15/2018@100 11/15/2018@100	4.499	4.500	100

Corporate Bonds
No records found

Agencies
No records found

Bergen Capital Underwritings
No records found

Products are subject to availability, prior sale and/or change in price. The information contained herein has been obtained from sources we believe to be reliable but does not purport to be a complete statement of the available data. This listing is published for informational purposes only and is not to be construed as a solicitation of an offer to buy or sell any security in any state where such a sale would be illegal. Bonds are subject to market and interest risk; values will decline as interest rates rise. Investing in below investment grade bonds carries a significant degree of risk. Investment returns may not be realized if bonds are sold prior to maturity and may be worth more or less than original cost. Interest and principal payments may be interrupted or ceased and loss of both interest and principal on such bonds needs to be considered prior to investing in high risk securities. Bonds may not be suitable for all investors and you should consider specific risks such as credit risk, default risk and volatility prior to investing. Diversification does not ensure a profit or guarantee against loss. Insurance does not guarantee market value or protect against fluctuations in bond prices resulting from general market fluctuations. No representation is made as to the insurer's ability to meet its financial commitments. Sometimes products may be provided on a best-efforts agency basis only and are indicated as such in the description. Yields could be higher or lower depending on par amount, are inclusive of commission and represent yield-to-worst, which may reflect yield-to-maturity, yield-to-worst-call, or yield-to-a-mandatory-put as indicated. Municipal securities may be subject to federal alternative minimum tax (AMT).